| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2025-03-17 | - |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2025-03-17 | - |
| Rep | 證券交易 | 2025-03-17 | - | |
| Quam Securities Limited | Rep | 期貨合約交易 | 2021-06-09 | 2025-01-08 |
| Rep | 證券交易 | 2021-06-09 | 2025-01-08 | |
| FULBRIGHT FUTURES LIMITED | Rep | 期貨合約交易 | 2021-03-11 | 2021-05-16 |
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2021-03-11 | 2021-05-16 |
| FIRST SHANGHAI FUTURES LIMITED | Rep | 期貨合約交易 | 2018-06-20 | 2021-02-28 |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | 證券交易 | 2017-09-04 | 2021-02-28 |
已採集記錄中暫無金管局登記。