| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 證券交易 | 2019-11-05 | - |
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2017-09-07 | 2019-08-28 |
| Rep | 證券交易 | 2017-09-07 | 2019-08-28 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期貨合約交易 | 2017-09-07 | 2019-08-28 |
| Rep | 證券交易 | 2017-09-07 | 2019-08-28 |
已採集記錄中暫無金管局登記。