| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2025-03-04 | - |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2025-03-04 | - |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2024-12-19 | - |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2024-12-19 | - |
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | 期貨合約交易 | 2019-08-07 | 2024-11-12 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 證券交易 | 2019-08-07 | 2024-11-12 |
| Soochow Securities International Futures Limited | Rep | 期貨合約交易 | 2018-05-23 | 2019-07-31 |
| Soochow Securities International Brokerage Limited | Rep | 證券交易 | 2017-09-08 | 2019-07-31 |
已採集記錄中暫無金管局登記。