| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | 2022-07-04 | - |
| Rep | 就證券提供意見 | 2022-07-04 | - | |
| Rep | 證券交易 | 2022-07-04 | - | |
| Merrill Lynch Far East Limited | Rep | 就機構融資提供意見 | 2022-07-04 | 2024-02-26 |
| Rep | 就證券提供意見 | 2022-07-04 | 2024-02-26 | |
| Rep | 證券交易 | 2022-07-04 | 2024-02-26 | |
| China Renaissance Securities (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2021-03-02 | 2022-05-20 |
| Rep | 就證券提供意見 | 2021-03-02 | 2022-05-20 | |
| Rep | 證券交易 | 2021-03-02 | 2022-05-20 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2017-09-08 | 2020-09-04 |
| Rep | 就證券提供意見 | 2017-09-08 | 2020-09-04 | |
| Rep | 證券交易 | 2017-09-08 | 2020-09-04 |