| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Opus Capital Limited (HK) | Rep | 證券交易 | 2025-11-03 | - |
| Rep | 就機構融資提供意見 | 2023-10-16 | - | |
| UZen Securities Limited | Rep | 證券交易 | 2023-10-16 | 2024-09-03 |
| SDIC SECURITIES CORPORATE FINANCE (HONG KONG) LIMITED | Rep | 證券交易 | 2020-03-04 | 2023-06-07 |
| SDIC SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2017-09-08 | 2023-06-07 |
| SDIC SECURITIES CORPORATE FINANCE (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2017-09-08 | 2023-06-07 |