| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Union Insight Asset Management Limited | RO | 就證券提供意見 | 2026-06-16 | - |
| Wealth Management Cube Limited | RO | 證券交易 | 2022-03-30 | 2023-06-10 |
| Rep | 證券交易 | 2022-03-18 | 2022-03-30 | |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | RO | 就證券提供意見 | 2018-11-19 | 2022-01-22 |
| RO | 證券交易 | 2018-11-19 | 2022-01-22 | |
| ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2018-04-09 | 2022-01-22 |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2017-09-08 | 2018-11-19 |
| Rep | 證券交易 | 2017-09-08 | 2018-11-19 |