| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| YUANYIN SECURITIES LIMITED | Rep | 證券交易 | 2019-05-09 | 2020-05-29 |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2017-09-04 | 2017-11-03 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 提供自動化交易服務 | 2017-09-04 | 2017-11-03 |
| Rep | 期貨合約交易 | 2017-09-04 | 2017-11-03 | |
| Rep | 證券交易 | 2017-09-04 | 2017-11-03 | |
| CHIEF COMMODITIES LIMITED | Rep | 期貨合約交易 | 2006-07-07 | 2007-08-31 |
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2006-03-13 | 2007-08-31 |