| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 證券交易 | 2008-04-08 | 2008-06-14 |
| UBS SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2008-04-08 | 2008-06-14 |
| UBS SECURITIES ASIA LIMITED | RO | 證券交易 | 2006-10-19 | 2008-04-08 |
| UBS SECURITIES HONG KONG LIMITED | RO | 證券交易 | 2006-05-11 | 2008-04-08 |
| UBS SECURITIES ASIA LIMITED | Rep | 證券交易 | 2006-03-16 | 2006-10-19 |
| UBS SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2006-03-16 | 2006-05-11 |