| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MIDLAND WEALTH MANAGEMENT LIMITED | Rep | 證券交易 | 2008-03-14 | 2009-06-08 |
| Rep | 就證券提供意見 | 2008-03-05 | 2009-06-08 | |
| CYPRESS INTERNATIONAL INVESTMENT ADVISORS LIMITED | Rep | 就證券提供意見 | 2007-04-25 | 2007-10-31 |
| KARL THOMSON INVESTMENT CONSULTANTS LIMITED | Rep | 提供資產管理 | 2007-02-06 | 2007-03-09 |
| Rep | 就證券提供意見 | 2006-06-29 | 2007-03-09 | |
| Sun Life Hong Kong Limited | Rep | 就證券提供意見 | 2006-05-06 | 2006-06-18 |