| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 證券交易 | 2006-12-18 | 2008-07-13 |
| Macquarie Asia Securities Limited | Rep | 期貨合約交易 | 2006-03-20 | 2006-09-13 |
| MACQUARIE CAPITAL LIMITED | Rep | 證券交易 | 2006-03-20 | 2006-09-13 |
| MACQUARIE EQUITIES (ASIA) LIMITED | Rep | 證券交易 | 2006-03-20 | 2006-09-13 |