| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| DELTA ASIA SECURITIES LIMITED | Rep | 證券交易 | 2017-08-25 | 2017-11-17 |
| Nerico Brothers Limited (HK) | Rep | 證券交易 | 2011-05-17 | 2011-08-06 |
| iBest Consultants Limited | Rep | 就證券提供意見 | 2011-03-01 | 2011-04-15 |
| Rep | 證券交易 | 2011-03-01 | 2011-04-15 | |
| FWD Life Insurance Company (Bermuda) Limited | Rep | 就證券提供意見 | 2008-09-25 | 2011-02-01 |
| AIA WEALTH MANAGEMENT COMPANY LIMITED | Rep | 就證券提供意見 | 2006-05-15 | 2008-06-01 |