| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CES Forex (HK) Limited | Rep | 槓桿式外匯交易 | 2009-05-26 | 2009-07-25 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2009-04-08 | 2009-07-25 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2009-04-08 | 2009-07-25 |
| Sun Life Financial Asia Services Limited | Rep | 就證券提供意見 | 2006-11-04 | 2007-03-09 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2006-04-06 | 2006-06-22 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2006-04-06 | 2006-06-22 |