| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Nomura Asia Investment (Hong Kong) Limited | Rep | 期貨合約交易 | 2007-11-23 | 2008-12-10 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2007-11-23 | 2008-12-10 |
| Rep | 證券交易 | 2007-11-13 | 2008-12-10 | |
| KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | 證券交易 | 2006-04-07 | 2007-10-26 |