| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited | Rep | 期貨合約交易 | 2016-03-02 | 2017-10-07 |
| Rep | 證券交易 | 2015-07-16 | 2017-10-07 | |
| CAIIS Limited | Rep | 就證券提供意見 | 2008-03-10 | 2008-03-26 |
| Rep | 證券交易 | 2008-03-10 | 2008-03-26 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2006-05-11 | 2006-06-14 |