| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 期貨合約交易 | 2008-06-20 | 2010-10-01 |
| Rep | 證券交易 | 2008-06-20 | 2010-10-01 | |
| Beevest Securities Limited | Rep | 就證券提供意見 | 2007-06-05 | 2008-03-31 |
| Rep | 期貨合約交易 | 2007-03-20 | 2008-03-31 | |
| Rep | 證券交易 | 2007-03-20 | 2008-03-31 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 期貨合約交易 | 2006-05-23 | 2007-02-28 |
| Rep | 證券交易 | 2006-05-23 | 2007-02-28 |