Ho, Ka Hang 何嘉恆 SFC Licences and HKMA Registrations (ID 118334)

Ho, Ka Hang 何嘉恆 SFC Licences and HKMA Registrations (ID 118334)

主要資料牌照與登記公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED	Rep	期貨合約交易	2022-11-28	-
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	就證券提供意見	2022-11-28	-
	Rep	證券交易	2022-11-28	-
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	就證券提供意見	2020-10-21	2022-05-03
	Rep	證券交易	2020-10-21	2022-05-03
Soochow Securities International Brokerage Limited	Rep	證券交易	2016-05-27	2018-07-14
HSBC BROKING FOREX (ASIA) LIMITED	Rep	槓桿式外匯交易	2014-07-29	2014-12-31
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	期貨合約交易	2014-04-22	2014-12-31
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	證券交易	2014-04-22	2014-12-31
BOCOM International Securities Limited	Rep	期貨合約交易	2011-10-07	2014-04-06
	Rep	證券交易	2011-10-07	2014-04-06
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	期貨合約交易	2006-07-03	2011-04-27
HSBC BROKING FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2006-07-03	2011-04-27
HSBC BROKING (CHINA) LIMITED	Rep	證券交易	2006-06-30	2011-04-27
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	證券交易	2006-06-30	2011-04-27
HSBC BROKING SECURITIES (HONG KONG) LIMITED	Rep	證券交易	2006-06-30	2011-04-27
EAST ASIA SECURITIES COMPANY LIMITED	Rep	證券交易	2006-04-19	2006-06-13

金管局登記

金管局有關人士登記與證監會牌照獨立展示。EO 表示主管人員。

金管局記錄暫時無法載入，請稍後重試。