| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Acuity Capital Partners (HK) Limited | RO | 就證券提供意見 | 2024-01-25 | - |
| RO | 提供資產管理 | 2024-01-25 | - | |
| Tenacity Partners Limited | Rep | 就證券提供意見 | 2013-12-17 | 2014-12-08 |
| Rep | 提供資產管理 | 2013-12-17 | 2014-12-08 | |
| RO | 就機構融資提供意見 | 2012-10-15 | 2013-12-17 | |
| RO | 證券交易 | 2012-10-15 | 2014-12-08 | |
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2006-04-19 | 2010-03-31 |
| Rep | 證券交易 | 2006-04-19 | 2010-03-31 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 證券交易 | 2006-04-19 | 2010-03-31 |