| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MIZUHO SECURITIES ASIA LIMITED | Rep | 證券交易 | 2009-05-07 | 2010-02-18 |
| SHINKO SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2007-12-17 | 2009-05-06 |
| MIZUHO SECURITIES ASIA LIMITED | Rep | 證券交易 | 2007-10-16 | 2007-12-14 |
| SHINKO SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2006-05-26 | 2007-10-15 |