| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| EIG Global Energy (Asia) Limited | RO | 證券交易 | 2020-01-16 | - |
| Standard Chartered Securities (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2012-02-22 | 2012-08-20 |
| Rep | 就證券提供意見 | 2012-02-22 | 2012-08-20 | |
| Rep | 證券交易 | 2012-02-22 | 2012-08-20 | |
| Yorkville Advisors HK Limited | Rep | 就機構融資提供意見 | 2010-08-27 | 2010-10-15 |
| Rep | 就證券提供意見 | 2009-05-07 | 2010-10-15 | |
| Rep | 證券交易 | 2009-04-09 | 2010-10-15 | |
| Morgan Stanley Asia Limited | Rep | 就機構融資提供意見 | 2006-04-25 | 2008-11-21 |
| Rep | 證券交易 | 2006-04-25 | 2008-11-21 |