| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MACQUARIE CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2016-09-06 | 2019-02-27 |
| Rep | 證券交易 | 2016-09-06 | 2019-02-27 | |
| Macquarie Corporate (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2016-09-06 | 2017-03-31 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2008-12-23 | 2009-04-16 |
| Rep | 就機構融資提供意見 | 2008-12-02 | 2009-04-16 | |
| Rep | 證券交易 | 2008-12-02 | 2009-04-16 | |
| Morgan Stanley Asia Limited | Rep | 就機構融資提供意見 | 2008-02-20 | 2008-06-11 |
| Rep | 證券交易 | 2008-02-20 | 2008-06-11 | |
| Rep | 就機構融資提供意見 | 2006-09-26 | 2007-04-04 | |
| Rep | 證券交易 | 2006-04-26 | 2007-04-04 |