| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FORTUNE FINANCIAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2009-03-30 | 2010-01-18 |
| CGS International Securities Hong Kong Limited | Rep | 就機構融資提供意見 | 2008-02-19 | 2008-09-30 |
| Rep | 證券交易 | 2008-02-19 | 2008-09-30 | |
| Rep | 證券交易 | 2006-11-03 | 2007-10-31 | |
| Rep | 就證券提供意見 | 2006-11-03 | 2008-02-01 |