| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2009-05-26 | 2010-09-11 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2008-04-28 | 2009-04-07 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2008-04-28 | 2009-04-07 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2008-04-28 | 2009-04-07 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2006-05-18 | 2007-11-02 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2006-05-18 | 2007-11-02 |