| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KARL-THOMSON COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2010-06-24 | 2011-08-01 |
| KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | 提供資產管理 | 2010-06-24 | 2011-08-01 |
| Rep | 證券交易 | 2010-06-24 | 2011-08-01 | |
| BMI FUNDS MANAGEMENT LIMITED | Rep | 提供資產管理 | 2009-03-18 | 2010-03-25 |
| Rep | 就證券提供意見 | 2009-02-17 | 2010-03-25 | |
| KARL THOMSON INVESTMENT CONSULTANTS LIMITED | Rep | 就證券提供意見 | 2006-05-18 | 2009-02-03 |