| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Goldman Sachs Asset Management (Hong Kong) Limited | Rep | 證券交易 | 2016-09-13 | 2016-09-24 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2014-08-06 | 2016-09-24 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2010-09-03 | 2011-01-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2007-07-04 | 2011-01-12 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2007-07-04 | 2010-09-03 |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2006-05-22 | 2007-05-02 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期貨合約交易 | 2006-05-22 | 2007-05-02 |