| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | 就證券提供意見 | 2014-06-09 | 2014-09-08 |
| Rep | 證券交易 | 2014-06-09 | 2014-09-08 | |
| D. YAU AND COMPANY LIMITED | Rep | 就證券提供意見 | 2010-02-24 | 2010-09-01 |
| CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2006-08-30 | 2007-06-09 |
| Rep | 提供資產管理 | 2006-08-30 | 2007-06-09 |