| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| VS PARTNERS (HONG KONG) CO., LIMITED | RO | 就證券提供意見 | 2020-03-25 | - |
| RO | 提供資產管理 | 2020-03-25 | - | |
| FountainCap Research & Investment (Hong Kong) Co., Limited | RO | 提供資產管理 | 2018-01-23 | 2019-08-30 |
| RO | 就證券提供意見 | 2017-02-09 | 2019-08-30 | |
| Rep | 提供資產管理 | 2015-06-15 | 2018-01-23 | |
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | 就機構融資提供意見 | 2012-01-13 | 2012-03-10 |
| Rep | 就證券提供意見 | 2012-01-13 | 2012-03-10 | |
| Rep | 證券交易 | 2012-01-13 | 2012-03-10 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就證券提供意見 | 2008-06-30 | 2010-03-02 |
| Rep | 就機構融資提供意見 | 2008-05-22 | 2010-03-02 | |
| Rep | 證券交易 | 2008-05-22 | 2010-03-02 | |
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2006-05-25 | 2008-03-11 |
| Rep | 證券交易 | 2006-05-25 | 2008-03-11 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 證券交易 | 2006-05-25 | 2008-03-11 |
已採集記錄中暫無金管局登記。