| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HUAJIN RESEARCH (INTERNATIONAL) LIMITED | RO | 就證券提供意見 | 2021-09-14 | - |
| HUAJIN CORPORATE FINANCE (INTERNATIONAL) LIMITED | Rep | 就證券提供意見 | 2021-03-04 | - |
| HUAJIN RESEARCH (INTERNATIONAL) LIMITED | Rep | 就證券提供意見 | 2017-04-10 | 2021-09-14 |
| HUAJIN SECURITIES (INTERNATIONAL) LIMITED | Rep | 證券交易 | 2017-04-10 | - |
| Funderstone Securities Limited | Rep | 就證券提供意見 | 2013-01-04 | 2013-01-31 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 證券交易 | 2006-05-29 | 2006-09-20 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期貨合約交易 | 2006-05-29 | 2006-09-20 |
金管局記錄暫時無法載入，請稍後重試。