| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Channel 8 Wealth Management Limited | Rep | 就證券提供意見 | 2010-03-19 | 2011-08-07 |
| Rep | 證券交易 | 2010-03-19 | 2011-08-07 | |
| ENLIGHTEN SECURITIES LIMITED | Rep | 證券交易 | 2009-10-09 | 2010-02-08 |
| Arta Asset Management Limited | Rep | 就證券提供意見 | 2009-05-11 | 2010-02-08 |
| CASH Wealth Management Limited | Rep | 就證券提供意見 | 2008-03-25 | 2009-04-14 |
| BOCI SECURITIES LIMITED | Rep | 就證券提供意見 | 2008-01-18 | 2008-02-05 |
| CASH Wealth Management Limited | Rep | 就證券提供意見 | 2006-06-28 | 2007-12-31 |