| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL CAPITAL LIMITED | RO | 就機構融資提供意見 | 2021-12-16 | - |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2016-10-11 | - |
| RO | 證券交易 | 2016-08-22 | - | |
| HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2016-04-18 | 2021-12-16 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2016-04-18 | 2016-08-22 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 就機構融資提供意見 | 2012-03-05 | 2016-01-07 |
| Credit Agricole Securities (Asia) Limited | Rep | 就證券提供意見 | 2006-06-15 | 2008-04-03 |
已採集記錄中暫無金管局登記。