| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2014-03-06 | 2014-09-25 |
| CES International Commodities (HK) Limited | Rep | 期貨合約交易 | 2014-03-06 | 2014-09-25 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2014-03-06 | 2014-09-25 |
| SUN YI COMPANY LIMITED | Rep | 期貨合約交易 | 2014-03-06 | 2014-09-25 |
| MIZUHO SECURITIES ASIA LIMITED | Rep | 提供資產管理 | 2007-08-27 | 2010-03-19 |
| DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | 證券交易 | 2006-07-05 | 2007-08-17 |
| KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | 證券交易 | 2006-06-14 | 2007-08-17 |