| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Julius Baer (Hong Kong) Limited | Rep | 就證券提供意見 | 2009-08-04 | 2011-06-13 |
| Rep | 證券交易 | 2009-08-04 | 2011-06-13 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2007-08-08 | 2008-03-15 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2006-06-22 | 2007-07-28 |