| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| IAM LEGACY LIMITED | Rep | 就證券提供意見 | 2009-03-02 | 2010-01-22 |
| OnePlatform Asset Management Limited | Rep | 就證券提供意見 | 2008-08-21 | 2009-02-16 |
| CENTALINE WEALTH MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2007-10-15 | 2008-07-21 |
| OnePlatform Asset Management Limited | Rep | 就證券提供意見 | 2006-08-23 | 2007-09-28 |