| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HANG SENG INVESTMENT SERVICES LIMITED | Rep | 就證券提供意見 | 2020-09-23 | - |
| AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | 證券交易 | 2017-02-21 | 2017-06-23 |
| FT Securities Limited | Rep | 就期貨合約提供意見 | 2007-09-25 | 2007-10-13 |
| Rep | 期貨合約交易 | 2007-09-25 | 2007-10-13 | |
| Rep | 證券交易 | 2007-08-07 | 2007-10-13 | |
| DBS VICKERS SECURITIES ONLINE (HK) LIMITED | Rep | 證券交易 | 2006-06-28 | 2007-07-28 |