| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Ares Management Asia (Hong Kong) Limited | RO | 提供資產管理 | 2009-05-25 | 2014-07-04 |
| RO | 就證券提供意見 | 2009-05-25 | 2014-07-18 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2008-10-10 | 2008-11-15 |
| Rep | 期貨合約交易 | 2008-10-10 | 2008-11-15 | |
| Rep | 證券交易 | 2008-10-10 | 2008-11-15 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 期貨合約交易 | 2008-01-25 | 2008-09-29 |
| Rep | 就證券提供意見 | 2006-07-03 | 2008-09-29 | |
| Rep | 證券交易 | 2006-07-03 | 2008-09-29 |