| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2020-02-06 | - |
| BOCOM International Securities Limited | Rep | 就證券提供意見 | 2018-10-03 | 2019-12-25 |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2017-09-12 | 2018-09-21 |
| SDIC SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2012-04-26 | 2017-08-19 |
| MIZUHO SECURITIES ASIA LIMITED | Rep | 就證券提供意見 | 2009-02-20 | 2011-02-25 |
| Rep | 證券交易 | 2008-03-13 | 2011-02-25 | |
| BOCI SECURITIES LIMITED | Rep | 期貨合約交易 | 2006-07-04 | 2008-03-08 |
| Rep | 證券交易 | 2006-07-04 | 2008-03-08 |
金管局記錄暫時無法載入，請稍後重試。