| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Standard Chartered Securities (Hong Kong) Limited | RO | 就期貨合約提供意見 | 2018-08-03 | - |
| RO | 期貨合約交易 | 2018-08-03 | - | |
| Rep | 就期貨合約提供意見 | 2017-09-05 | 2018-08-03 | |
| Rep | 期貨合約交易 | 2017-09-05 | 2018-08-03 | |
| RO | 就期貨合約提供意見 | 2012-12-17 | 2016-04-01 | |
| RO | 期貨合約交易 | 2012-12-17 | 2016-04-01 | |
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2006-07-06 | 2011-07-22 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2006-07-06 | 2011-07-22 |