| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UPMAX SECURITIES LIMITED | Rep | 提供資產管理 | 2026-07-28 | - |
| Rep | 證券交易 | 2025-05-15 | - | |
| DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | 期貨合約交易 | 2024-09-13 | 2025-05-02 |
| DELTA ASIA SECURITIES LIMITED | Rep | 證券交易 | 2024-09-13 | 2025-05-02 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2023-10-11 | 2024-09-01 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2023-10-11 | 2024-09-01 |
| Rep | 證券交易 | 2023-10-11 | 2024-09-01 | |
| FORTHRIGHT SECURITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2023-07-20 | 2023-09-04 |
| Rep | 證券交易 | 2023-07-20 | 2023-09-04 | |
| Public Securities Limited | Rep | 證券交易 | 2022-09-07 | 2023-07-05 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2018-06-06 | 2020-10-14 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2016-09-15 | 2020-10-14 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2016-09-15 | 2020-10-14 |
| AIA WEALTH MANAGEMENT COMPANY LIMITED | Rep | 就證券提供意見 | 2006-08-04 | 2009-08-06 |
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