Personnel Hong Kong SFC License Details (ID 118996)

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

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機構	角色	受規管活動	開始日期	結束日期
Bright Moon Capital Limited	RO	就證券提供意見	2026-01-29	-
	RO	提供資產管理	2026-01-29	-
Bright Moon Securities Limited	RO	證券交易	2026-01-29	-
Zhonghui International Securities Limited	RO	就證券提供意見	2021-12-29	2025-12-15
	RO	提供資產管理	2021-12-29	2025-12-15
	RO	證券交易	2021-12-29	2025-12-15
WinSmart Investment Management Limited	RO	提供資產管理	2021-05-12	2021-09-30
Carrington Asset Management Limited	RO	就證券提供意見	2021-04-20	2021-04-30
	RO	提供資產管理	2019-04-18	2021-04-30
KGI ASIA LIMITED	Rep	證券交易	2014-03-05	2014-04-10
PAOCHU INVESTMENT ADVISORY LIMITED	Rep	就證券提供意見	2014-01-02	2014-02-18
	Rep	提供資產管理	2014-01-02	2014-02-18
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	Rep	就證券提供意見	2013-05-16	2013-11-30
CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED	Rep	期貨合約交易	2012-09-04	2013-11-30
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	Rep	證券交易	2012-02-20	2013-11-30
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	期貨合約交易	2011-04-06	2011-07-06
	Rep	證券交易	2011-04-06	2011-07-06
Guosen Securities (HK) Brokerage Company, Limited	Rep	就證券提供意見	2010-03-29	2011-03-09
	Rep	證券交易	2010-03-29	2011-03-09
CHIEF COMMODITIES LIMITED	Rep	期貨合約交易	2006-07-14	2009-05-15
CHIEF SECURITIES LIMITED	Rep	證券交易	2006-07-14	2009-05-15