| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Octiv Capital Limited | RO | 提供資產管理 | 2026-08-03 | - |
| Pamirs Capital (H.K.) Limited | Rep | 提供資產管理 | 2017-09-27 | 2017-12-29 |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2014-03-20 | 2017-04-28 |
| Rep | 證券交易 | 2014-03-20 | 2017-04-28 | |
| Liquid Capital Markets Hong Kong Limited | Rep | 期貨合約交易 | 2010-05-20 | 2011-03-21 |
| Rep | 證券交易 | 2010-05-20 | 2011-03-21 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2006-07-24 | 2009-06-08 |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2006-07-24 | 2009-06-08 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2006-07-24 | 2009-06-08 |