| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SINO-RICH SECURITIES & FUTURES LIMITED | Rep | 就證券提供意見 | 2024-05-23 | - |
| Rep | 提供資產管理 | 2024-05-23 | - | |
| Rep | 證券交易 | 2024-05-23 | - | |
| CELESTIAL COMMODITIES LIMITED | Rep | 期貨合約交易 | 2006-12-14 | 2007-11-19 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2006-09-13 | 2007-11-19 |