| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2009-09-30 | 2010-03-31 |
| Rep | 證券交易 | 2009-09-07 | 2010-03-31 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 證券交易 | 2009-09-07 | 2010-03-31 |
| CITIGROUP PROPERTY INVESTORS ASIA LIMITED | Rep | 就證券提供意見 | 2008-09-01 | 2009-09-01 |
| Rep | 提供資產管理 | 2008-09-01 | 2009-09-01 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 就證券提供意見 | 2006-08-02 | 2007-09-27 |
| Rep | 證券交易 | 2006-08-02 | 2007-09-27 |