Tang, Andrew Ping Sum 鄧炳森

證監會中央編號:AEL276

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
Panorama United Asset Management Limited	RO	就證券提供意見	2025-12-22	-
	RO	提供資產管理	2025-07-23	-
	Rep	提供資產管理	2025-06-13	2025-07-23
YONXI Securities Limited	RO	就證券提供意見	2021-12-07	2022-03-08
	Rep	證券交易	2021-12-07	2022-03-08
YONXI International Finance Holdings Limited	RO	提供資產管理	2020-05-25	2025-05-07
	Rep	提供資產管理	2020-04-14	2020-05-25
Entersys Asset Management Hong Kong Limited	RO	就證券提供意見	2017-11-30	2020-03-31
	RO	提供資產管理	2017-11-30	2020-03-31
GRAND PARTNERS INVESTMENT CONSULTANTS LIMITED	RO	就證券提供意見	2016-08-18	2017-11-26
GRAND PARTNERS ASSET MANAGEMENT LIMITED	RO	提供資產管理	2009-12-23	2017-11-26
WING FUNG FINTECH LIMITED	RO	槓桿式外匯交易	2009-08-20	2009-12-22
WING FUNG FUTURES LIMITED	RO	期貨合約交易	2009-08-20	2009-12-22
WING FUNG SECURITIES LIMITED	RO	證券交易	2009-08-20	2009-12-22
SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED	RO	就證券提供意見	2009-03-20	2009-06-12
	RO	提供資產管理	2009-03-20	2009-06-12
SOUTHWEST SECURITIES (HK) CAPITAL LIMITED	RO	就機構融資提供意見	2009-03-20	2009-06-12
	RO	證券交易	2009-03-20	2009-06-12
	Rep	證券交易	2009-01-05	2009-03-20
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	期貨合約交易	2009-01-05	2009-06-12
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	證券交易	2007-06-04	2008-10-01
	RO	槓桿式外匯交易	2007-04-16	2008-10-01
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	期貨合約交易	2007-03-01	2008-10-01
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	槓桿式外匯交易	2007-03-01	2007-04-16
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	RO	槓桿式外匯交易	2005-06-22	2006-07-14
CINDA INTERNATIONAL FUTURES LIMITED	Rep	期貨合約交易	2004-10-08	2006-07-14
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	Rep	槓桿式外匯交易	2003-11-20	2005-06-22
CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	就證券提供意見	2003-04-01	2003-07-11
	RO	就機構融資提供意見	2003-04-01	2003-07-18
	RO	提供資產管理	2003-04-01	2006-07-14
CINDA INTERNATIONAL CAPITAL LIMITED	RO	就證券提供意見	2003-04-01	2003-07-11
	RO	提供資產管理	2003-04-01	2004-03-08
	RO	就機構融資提供意見	2003-04-01	2006-07-14
	RO	證券交易	2003-04-01	2006-07-14
CINDA INTERNATIONAL SECURITIES LIMITED	RO	就機構融資提供意見	2003-04-01	2003-07-11
	RO	就證券提供意見	2003-04-01	2003-07-11
	RO	提供資產管理	2003-04-01	2003-07-11
	RO	提供自動化交易服務	2003-04-01	2004-03-18
	RO	證券交易	2003-04-01	2006-07-14

主要資料證監會牌照公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
Panorama United Asset Management Limited	RO	就證券提供意見	2025-12-22	-
	RO	提供資產管理	2025-07-23	-
	Rep	提供資產管理	2025-06-13	2025-07-23
YONXI Securities Limited	RO	就證券提供意見	2021-12-07	2022-03-08
	Rep	證券交易	2021-12-07	2022-03-08
YONXI International Finance Holdings Limited	RO	提供資產管理	2020-05-25	2025-05-07
	Rep	提供資產管理	2020-04-14	2020-05-25
Entersys Asset Management Hong Kong Limited	RO	就證券提供意見	2017-11-30	2020-03-31
	RO	提供資產管理	2017-11-30	2020-03-31
GRAND PARTNERS INVESTMENT CONSULTANTS LIMITED	RO	就證券提供意見	2016-08-18	2017-11-26
GRAND PARTNERS ASSET MANAGEMENT LIMITED	RO	提供資產管理	2009-12-23	2017-11-26
WING FUNG FINTECH LIMITED	RO	槓桿式外匯交易	2009-08-20	2009-12-22
WING FUNG FUTURES LIMITED	RO	期貨合約交易	2009-08-20	2009-12-22
WING FUNG SECURITIES LIMITED	RO	證券交易	2009-08-20	2009-12-22
SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED	RO	就證券提供意見	2009-03-20	2009-06-12
	RO	提供資產管理	2009-03-20	2009-06-12
SOUTHWEST SECURITIES (HK) CAPITAL LIMITED	RO	就機構融資提供意見	2009-03-20	2009-06-12
	RO	證券交易	2009-03-20	2009-06-12
	Rep	證券交易	2009-01-05	2009-03-20
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	期貨合約交易	2009-01-05	2009-06-12
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	證券交易	2007-06-04	2008-10-01
	RO	槓桿式外匯交易	2007-04-16	2008-10-01
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	期貨合約交易	2007-03-01	2008-10-01
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	槓桿式外匯交易	2007-03-01	2007-04-16
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	RO	槓桿式外匯交易	2005-06-22	2006-07-14
CINDA INTERNATIONAL FUTURES LIMITED	Rep	期貨合約交易	2004-10-08	2006-07-14
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	Rep	槓桿式外匯交易	2003-11-20	2005-06-22
CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	就證券提供意見	2003-04-01	2003-07-11
	RO	就機構融資提供意見	2003-04-01	2003-07-18
	RO	提供資產管理	2003-04-01	2006-07-14
CINDA INTERNATIONAL CAPITAL LIMITED	RO	就證券提供意見	2003-04-01	2003-07-11
	RO	提供資產管理	2003-04-01	2004-03-08
	RO	就機構融資提供意見	2003-04-01	2006-07-14
	RO	證券交易	2003-04-01	2006-07-14
CINDA INTERNATIONAL SECURITIES LIMITED	RO	就機構融資提供意見	2003-04-01	2003-07-11
	RO	就證券提供意見	2003-04-01	2003-07-11
	RO	提供資產管理	2003-04-01	2003-07-11
	RO	提供自動化交易服務	2003-04-01	2004-03-18
	RO	證券交易	2003-04-01	2006-07-14