| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Fiduciary Securities Limited | RO | 提供資產管理 | 2026-01-02 | - |
| RO | 就證券提供意見 | 2025-06-27 | - | |
| RO | 證券交易 | 2025-06-27 | - | |
| Rep | 就證券提供意見 | 2025-06-19 | 2025-06-27 | |
| AVANTA INVESTMENT MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2024-05-06 | 2025-06-16 |
| Rep | 提供資產管理 | 2024-05-06 | 2025-06-16 | |
| Moonfare Asia Limited | RO | 證券交易 | 2021-04-09 | 2024-02-29 |
| JMC Capital HK Limited | Rep | 證券交易 | 2020-07-22 | 2021-01-31 |
| JMC Capital International Limited | Rep | 就期貨合約提供意見 | 2020-07-22 | 2021-01-31 |
| Rep | 期貨合約交易 | 2020-07-22 | 2021-01-31 | |
| JMC Capital HK Limited | RO | 就證券提供意見 | 2020-03-23 | 2021-01-31 |
| RO | 提供資產管理 | 2020-03-23 | 2021-01-31 | |
| Rep | 就證券提供意見 | 2019-12-18 | 2020-03-23 | |
| Rep | 提供資產管理 | 2019-12-18 | 2020-03-23 | |
| AVANTA INVESTMENT MANAGEMENT LIMITED | RO | 就證券提供意見 | 2019-01-22 | 2019-11-30 |
| RO | 提供資產管理 | 2019-01-22 | 2019-11-30 | |
| Rep | 就證券提供意見 | 2018-11-02 | 2019-01-22 | |
| Rep | 提供資產管理 | 2018-11-02 | 2019-01-22 | |
| VMS Securities Limited | RO | 提供資產管理 | 2012-10-29 | 2018-01-19 |
| Rep | 提供資產管理 | 2012-09-03 | 2012-10-29 | |
| Rep | 就證券提供意見 | 2012-09-03 | 2015-10-13 | |
| Rep | 證券交易 | 2012-09-03 | 2015-10-13 | |
| RAYS Capital Partners Limited | Rep | 就證券提供意見 | 2011-12-29 | 2012-04-12 |
| RO | 提供資產管理 | 2011-12-29 | 2012-04-12 | |
| GF Asset Management (Hong Kong) Limited | RO | 提供資產管理 | 2011-05-06 | 2011-06-18 |
| AP Asset Management (HK) Limited | Rep | 提供資產管理 | 2007-11-12 | 2010-07-01 |
| PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED | Rep | 提供資產管理 | 2007-01-12 | 2007-09-14 |
已採集記錄中暫無金管局登記。