| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| EMPEROR FUTURES LIMITED | Rep | 期貨合約交易 | 2009-09-30 | 2009-10-16 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2009-09-30 | 2009-10-16 |
| CES Forex (HK) Limited | Rep | 槓桿式外匯交易 | 2008-02-22 | 2009-06-05 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2006-09-21 | 2009-06-05 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2006-07-28 | 2009-06-05 |