| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2016-09-05 | 2022-08-31 |
| Everbright Securities Investment Services (HK) Limited | Rep | 就證券提供意見 | 2016-05-04 | 2022-08-31 |
| Rep | 證券交易 | 2016-05-04 | 2022-08-31 | |
| OKACHI (HONG KONG) COMPANY LIMITED | Rep | 期貨合約交易 | 2006-09-12 | 2007-03-16 |
| OKACHI INVESTMENTS (HK) COMPANY LIMITED | Rep | 證券交易 | 2006-09-12 | 2007-03-16 |