| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MIZUHO SECURITIES ASIA LIMITED | Rep | 就證券提供意見 | 2014-09-25 | 2019-01-09 |
| Rep | 證券交易 | 2014-09-25 | 2019-01-09 | |
| CF GLOBAL (HK) LIMITED | Rep | 證券交易 | 2012-10-16 | 2014-09-22 |
| Parry International Trading Limited | Rep | 證券交易 | 2011-11-23 | 2012-10-05 |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2009-04-24 | 2011-06-10 |
| Rep | 期貨合約交易 | 2009-04-24 | 2011-06-10 | |
| Rep | 證券交易 | 2007-09-11 | 2011-06-10 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 證券交易 | 2007-09-11 | 2011-06-10 |
| Cheyne Capital Management (HK) Limited | RO | 提供資產管理 | 2006-11-07 | 2007-08-16 |