| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2008-11-06 | 2010-04-26 |
| Rep | 期貨合約交易 | 2008-11-06 | 2010-04-26 | |
| Credit Suisse Futures (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2008-02-06 | 2008-11-24 |
| Rep | 期貨合約交易 | 2008-02-06 | 2008-11-24 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2006-11-20 | 2008-02-06 |
| Rep | 就證券提供意見 | 2006-11-20 | 2008-02-06 | |
| Rep | 證券交易 | 2006-11-20 | 2010-04-26 | |
| Rep | 就機構融資提供意見 | 2006-08-18 | 2006-11-18 | |
| Rep | 就證券提供意見 | 2006-08-18 | 2006-11-18 | |
| Rep | 證券交易 | 2006-08-18 | 2006-11-18 |