| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GAOYU SECURITIES LIMITED | RO | 就證券提供意見 | 2024-03-12 | - |
| RO | 提供資產管理 | 2023-03-30 | - | |
| RO | 證券交易 | 2023-03-30 | - | |
| Rep | 提供資產管理 | 2023-02-09 | 2023-03-30 | |
| Rep | 證券交易 | 2023-02-09 | 2023-03-30 | |
| I Win Asset Management Limited | RO | 就證券提供意見 | 2022-03-25 | 2022-12-31 |
| I WIN SECURITIES LIMITED | RO | 證券交易 | 2022-03-25 | 2022-12-31 |
| I Win Asset Management Limited | RO | 提供資產管理 | 2021-10-11 | 2022-12-31 |
| Rep | 提供資產管理 | 2021-05-18 | 2021-10-11 | |
| Rep | 就證券提供意見 | 2021-05-18 | 2022-03-25 | |
| I WIN SECURITIES LIMITED | Rep | 證券交易 | 2021-05-18 | 2022-03-25 |
| Basel Capital Limited | Rep | 提供資產管理 | 2020-11-18 | 2021-04-26 |
| Rep | 就證券提供意見 | 2020-10-09 | 2021-04-26 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 就證券提供意見 | 2016-10-17 | 2020-08-31 |
| Rep | 證券交易 | 2016-10-17 | 2020-08-31 | |
| Sinostar Asset Management Limited | Rep | 提供資產管理 | 2014-12-03 | 2016-10-15 |
| OnePlatform Asset Management Limited | Rep | 證券交易 | 2010-06-03 | 2010-09-27 |
| Rep | 就證券提供意見 | 2006-10-03 | 2010-06-03 |
金管局記錄暫時無法載入，請稍後重試。