| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Dimension Management (HK) Limited | Rep | 提供資產管理 | 2020-08-05 | 2021-12-31 |
| Integrity Capital Management (HK) Limited | Rep | 提供資產管理 | 2013-04-16 | 2020-07-14 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2008-10-10 | 2010-07-10 |
| Rep | 證券交易 | 2008-10-10 | 2010-07-10 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 期貨合約交易 | 2006-08-09 | 2008-09-29 |
| Rep | 證券交易 | 2006-08-09 | 2008-09-29 |