| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| JW Capital Limited (HK) | Rep | 提供資產管理 | 2014-08-21 | 2017-06-15 |
| ORIENTAL PATRON SECURITIES LIMITED | Rep | 證券交易 | 2010-02-24 | 2010-08-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2006-08-14 | 2010-01-23 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2006-08-14 | 2010-01-23 |